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Compliance Officer -equities, Mumbai
Job type: Full time | Contract type: Permanent | Occupation: Compliance officer -equities
Mandatory Requirement- Should have worked in similar job position in Capital Market Compliance Location : Mumbai- Goregaon Job Description: Handling Regulatory Inspection with regard to SEBI, Exchanges, Depositories, etc. Handling Internal Audit of Broking, Commodity, DP Assisting in the handling of...
Mumbai in Maharashtra (India)
Compliance Officer (fully Remote)
Job type: Full time | Contract type: Permanent | Occupation: Compliance officer (fully remote)
**Responsibilities**: - Establish and maintain comprehensive compliance programs to identify, assess, and mitigate compliance risks associated with virtual asset custody services. - Develop policies, procedures and controls to foster a culture of compliance within the organisation. - Conduct risk as...
Mumbai in Maharashtra (India)
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